Jack
Tseng at the University at Buffalo in New York uses 3D scans to
simulate stress patterns during biting, in skulls from fossils and
extant species. Here, Tseng holds a 3D print of a mongoose skull (six
times life size). Credit: Douglas Levere/University at Buffalo
A decade ago, palaeontologist Jack Tseng set out
on a treasure hunt. Not the typical boots and pick-axe affair you might
imagine, but one that is relatively common in his field. From his base
at the Natural History Museum of Los Angeles County in California, Tseng
visited museums around the world to examine the skulls of carnivores in
their collections. And whenever he encountered one, he asked whether he
could take away 3D scans of the specimen. Tseng’s own institution
housed skeletons from striped hyenas, cheetahs, jackals, aardwolves and
mongooses, as well as skulls from extinct hyenas and dogs. But Tseng,
then a doctoral student, needed even more exotic fossils for his
research on how carnivores evolved the ability to crush bone. “I was
looking for exceptionally complete skulls,” he says.
And so, he
travelled. To New York, Washington DC, Beijing, London, Uppsala, ticking
off items on his palaeontological shopping list as he went. One place
Tseng did not need to visit was the National Museum of Natural Sciences
in Madrid, even though it holds an unusually near-complete skull of a
large extinct hyena. A carnivore specialist at the museum, Manuel
Salesa, had already scanned the fossil and sent the data to Tseng
directly.
Salesa’s generosity left a lasting impression on Tseng,
who now heads his own evolutionary-biology laboratory at the University
at Buffalo in New York. He still travels to see far-flung collections,
but increasingly relies on ‘virtual fossils’ for his studies. And when
he has published his findings, he uploads any scans he has made to an
online database, ready for other researchers to download. “It’s the most
obvious way to pay it forward,” he says.
Fossil scans show how an extinct marine mammal (Kolponomos, left) bit in a similar manner to an extinct sabretooth cat (Smilodon, right).Credit: Z. Jack Tseng/Camille Grohé/John J. Flynn/AMNH
It’s now common for palaeontologists to scan their fossils
in 3D: not just to view their surfaces, but also to deduce internal
structures using X-ray computed tomography (CT), which can reveal the
contours of a skeleton embedded in rock, the dimensions of a skull’s
braincase or the internal pathology of a stegosaur’s bone tumour. Researchers also share 3D models of excavation sites and footprints,
generated from 2D photographs using a technique called photogrammetry.
Tseng, who now builds biomechanical models of animals’ chewing
mechanics, says that virtual fossils are indispensable for his work.
With this trend, terabytes of images — such as digital facsimiles of Neanderthal teeth, sabretooth-cat skulls and pteranodon wing-bones
— are filling online repositories. But not everyone embraces Tseng’s
idea of paying it forward. Despite nearly two decades of exhortations to
share 3D data, only around one-third of the most popular palaeontology
studies involving 3D imaging over the past two years uploaded their
scans online, according to an analysis by Nature for this article (see ‘Who shares 3D scans?’, full data available in Supplementary information). Even so, more than half of the non-sharers said that they supported open sharing of data — in principle.
Fears of relinquishing control are rife. Researchers are
loath to forfeit first dibs on potentially years’ worth of publications
describing specimens that they collected or were first to scan. Museums
are apprehensive about loosening their grasp on data generated from
fossils in their care, sometimes citing loss of income streams — or
simply the desire to control how the research community uses their
specimens.
In one sense, the field of palaeontology — its
researchers, professional societies, museums and journals — is just
another academic discipline grappling with the fast-moving norms of the
open-science movement. Compared with other research fields, however, its
difficulties are particularly acute: fossils are often rare or entirely
unique physical specimens, closely guarded by scientists and museums,
which makes their 3D data unusually valuable.
Times are changing.
In the past year alone, multiple museums have rewritten policies on the
sharing of 3D fossil data, and professional societies are formalizing
statements on what is expected from palaeontologists when it comes to
sharing — although not everyone agrees on what that should be. “We’re at
this transition point where the technology is there and now people’s
attitudes have to catch up,” says Anjali Goswami, a palaeobiologist at
the Natural History Museum in London who supports open access in
science.
Palaeo-platforms
The world’s most popular website for virtual fossils, MorphoSource,
holds in excess of 62,000 data sets from more than 7,300 species. “The
larger the reservoir of data that people have access to, the more
sophisticated and powerful analyses they can do,” says its creator, Doug
Boyer. Just as important is the idea that access breeds integrity. As
the number of researchers with access to data increases, “the more
repeatable the science that’s generated from the data becomes”, he says.
Boyer had the idea for a community repository nine years ago,
when, as a postdoc studying evolutionary biology at the University of
Helsinki, he was asked to build a platform to archive his group’s 3D
data sets and computational models. In 2012, he set up his own
evolutionary-anthropology group at Duke University in Durham, North
Carolina, and pushed to build a site everyone could use. Duke bankrolled
the initial development, and in 2013, MorphoSource was soft-launched:
functional, but in need of data with which to fill its digital vault.
That
changed in 2015, when word of Boyer’s passion project reached Lee
Berger, a palaeontologist at the University of The Witwatersrand (Wits)
in Johannesburg, South Africa. The two agreed that MorphoSource should
host data for the soon-to-be-published remains of a newly discovered
species of early human that Berger’s team had unearthed near
Johannesburg. When Homo naledi was announced to the world in September that year1, data for 86 virtual specimens were simultaneously unlocked on MorphoSource.
A reconstruction of the cranium of Homo naledi, from 3D scans hosted on Morphosource.Credit: Evolutionary Studies Institute/Univ. of Witwatersrand/Morphosource (Wits:LES1/M28253)
The trickle of contributions became a steady stream almost
overnight. The site now employs three full-time developers, and has
secured more than US$2 million in funding from the US National Science
Foundation (NSF) and Duke to support operations until at least 2025. It
is free to browse and to download and upload files, although high-volume
users are asked to contribute to the site’s storage costs.
While
Boyer was putting the finishing touches to MorphoSource, Goswami, then
at University College London, was driven by frustration to build her own
platform — Phenome10K
— to house a stockpile of virtual skulls. “We were generating these
huge amounts of data and then only doing one or two things with them,”
she says. “Then they just sit on a hard drive for the rest of eternity
until we forget what’s on that hard drive.” Phenome10K, which is also
free to use, now houses more than 2,200 of her group’s surface scans,
one-quarter of them fossils, as well as surface scans and CT data from
other academics.
Smaller repositories are also cropping up. Some
host substantial collections — the Smithsonian Institution in Washington
DC, for instance, has a public-facing data portal that it is upgrading
this year to provide access to large CT data files — whereas others are
bare-bones websites with only a handful of specimens. General-purpose
research repositories, such as Figshare, Dryad or Zenodo, are other
popular choices. (Figshare and Nature have a common owner, the Holtzbrinck Publishing Group.)
In
2017, Boyer, Goswami and dozens of palaeontologists, anatomists,
anthropologists and other purveyors of digital specimens came together
to recommend best-practice guidelines for sharing digital morphology
data2.
Sharing data in repositories is crucial, because it is not enough for
researchers to say in their papers that data are “available on request”,
argues palaeobiologist Phil Donoghue from the University of Bristol,
UK, the lead author on the recommendations. Some scientists simply don’t
respond to requests, says Donoghue — and if they move on to other
institutions, the data can be lost.
Aetiocetus cotylalveus,
an extinct whale that represents a transitional form between toothed
and baleen whales. It fed with baleen plates but also retained teeth.
Surface scans hosted on Phenome10k.Credit: Smithsonian Institution/NMNH/A. Goswami/Phenome10K (USNM V 25210)
Museums in charge
But many bureaucratic barriers
dissuade researchers from openly sharing fossil scans online. A big
problem, says Tseng, is that fossils are usually housed in museums —
which often keep a tight rein on their specimens and the scans made of
them. Major US and European museums, for instance, such as the Field
Museum in Chicago, Illinois, and the Natural History Museum in London,
insist that they are assigned ownership of data from scans of their
fossils, in part so that they can track how their collections are being
used2.
Posting these data to an online repository, or even passing them to a
colleague, without the museum’s explicit permission contravenes these
agreements.
Still, there are many examples of museums granting
permission for scans to be shared. MorphoSource’s vast cyber-crypt
houses the skull of an extinct sea turtle from the Natural History Museum in London, extinct devil frogs from the Field Museum and pterosaur vertebrae from the American Museum of Natural History, for instance. Multiple museums told Nature that they have been formalizing ad-hoc data-sharing arrangements over the past year.
But
museums still often want to control who can download their data. Wits
allows scientists to upload 3D scans to MorphoSource, but a university
committee has to grant access to the highest-resolution data; and the
committee might deny this if it encroaches on a Wits student’s work,
says Bernhard Zipfel, who is the curator of fossils and rock collections
at Wits and is involved in decisions about access. “We treat these raw
data like we do the original fossils,” says Zipfel. “We don’t let these
data freely out of our hands without due process.”
And although the Field Museum doesn’t want to restrict
distribution unnecessarily, it does want users to sign permission forms
demonstrating that they understand how to credit the data they’re using,
says Bill Simpson, the museum’s head of geological collections and
collections manager for fossil vertebrates.
At MorphoSource, Boyer
allows museum curators to build in these restrictions. They can choose
to release data only after a user requests permission, say. (Museums
cannot yet charge for their data sets, although Boyer has not ruled this
out in future.) Meeting museums halfway like this is important,
“particularly as we transition”, Boyer says. More than half of the data
on the site are open access; the rest require approval by the data set’s
owner before they can be downloaded.
To some advocates of open
sharing, these access controls are unnecessary barriers to speedy
science. “What’s wrong with multiple teams working on the same data and,
indeed, the same question at the same time?” says Donoghue.
But
other palaeontologists say that they don’t want anyone else working with
their scans, even after publication. “It is not clear that academics
who have garnered the resources to acquire these data now suffer a moral
imperative to share the raw scan data,” says vertebrate palaeontologist
Michael Caldwell at the University of Alberta in Edmonton, Canada.
Other researchers, he says, can always borrow specimens themselves and
create their own CT scans. In Nature’s analysis, the most
frequent explanation given by those who hadn’t shared 3D data online was
that they didn’t want to jeopardize their ongoing research.
Caldwell didn’t share 3D CT scans alongside a paper3
last year that described the first-known example of a fossilized snake
embryo, which was preserved in amber; although, in that case, he says,
access to the data was controlled by his Chinese co-authors. Xing Lida,
the lead author on the study, told Nature that the CT-scan data
will not be published in a repository — although they will be made
available to researchers on request — because the private citizen who
found and donated the specimen to the Dexu Institute of Palaeontology in
Chaozhou, China, plans to make 3D-printed metal replicas for the museum
to sell.
Revenues disrupted
Abiding by museum policies is
especially important in collections drawn from the fertile fossil beds
of Africa. Throughout the continent’s poorer nations, museums bolster
their meagre budgets by selling replica casts of important specimens to
academics and other museums around the world. The casting lab at the
National Museums of Kenya in Nairobi “provides an important service and
at the same time supports a lot of Kenyan families”, says
palaeoanthropologist John Kappelman at the University of Texas at
Austin. “I’d feel terrible if somebody started giving away data and
disrupting the revenue stream from a casting programme.” (Museums all
over the world also charge researchers ‘bench’ fees to come and work on
fossils.)
At Wits, Zipfel says he is particularly angered by
researchers who distribute virtual fossils without proper
acknowledgement of the countries and institutions that own them. That,
he says, reeks of colonialism. “This is essentially white people from
other countries swaggering around using our heritage to further their
own careers,” he says.
It’s not impossible to devise workable
data-sharing arrangements, says Jean-Jacques Hublin, a
palaeoanthropologist at the Max Planck Institute for Evolutionary
Anthropology in Leipzig, Germany. In 2013, he negotiated one solution
with the Ditsong Museums of South Africa, when he created a repository
on his institute’s servers to share surface models — and, on approval by
the curator, raw CT data sets — of hominin fossils in the museums’
collection4.
Similarly,
Kappelman gained approval from Ethiopia’s government and its National
Museum in Addis Ababa to make models freely available for others to 3D print a small selection of bones from ‘Lucy’, the famous 3.2-million-year-old Australopithecus afarensis skeleton discovered in Ethiopia in 1974. He set up the site eLucy.org in 2016 for a study in which he and his colleagues argued from bone analysis that Lucy probably died falling from a tree5.
He has now proposed that his university set up a site for Ethiopian
authorities to sell access to higher-resolution 3D scans. Yonas Desta,
the director general of Ethiopia’s Authority for Research and
Conservation of Cultural Heritage, which controls access to Ethiopia’s
fossils, says that he is considering the proposal.
“Sharing
doesn’t mean it has to be absolutely scot-free,” Kappelman says.
Researchers can use grant money to pay to acquire scans. “That’s what I
see as the model coming down the line.”
But open-access advocates are dead set against that idea. “There should be no bar to people accessing the data,” says Donoghue.
Human origins
The
restrictions of museum policies are felt most keenly by those working
in the high-stakes field of human-origins research. Palaeoanthropology
is notoriously secretive: in some cases, researchers have been denied
access to precious fossil specimens for years or even decades. One
example is a 7-million-year-old thigh bone discovered in Chad in 2001 that is said to belong to a species called Sahelanthropus tchadensis,
which is claimed to be the earliest-known hominin on the basis of skull
analysis. The bone could establish whether this species walked on two
feet, but it has not yet been described in detail in a scientific
publication.
Digital specimens are often closed off, too. In Nature’s
analysis, scans were not shared online for 11 out of 13 papers that
involved hominin specimens. Corresponding authors for nearly half of
these studies did not respond to Nature’s query — but two who did blamed museums’ copyright policies.
The
sharing of human specimens is always a sensitive issue, because some
remains can be traced to living indigenous communities that do not want
scans to be made public. But in other cases, says Donoghue, researchers
simply monopolize rare fossils because they can. It’s a case, he says,
of “I have access to the fossil and you don’t, so that’s what I’m going
to build my career on”.
Specimens from living species or other
non-hominin artefacts are more likely to be shared online, Boyer says.
“There really is a divide between curators that focus on extant remains
versus those who work on fossils,” says Boyer. “The mammalogy and the
herpetology departments are very eager for open access, and the
palaeontology departments are very cautious about it.”
The NSF-funded project oVert,
for example, is a Herculean effort, launched in 2017,to make CT scans
of more than 20,000 vertebrate specimens held in 16 US museum and
university collections. The data will be openly available on
MorphoSource. No project of that scale for palaeontology has yet been
proposed.
Change from the top
Some researchers say it is
up to funding agencies, journals and the professional societies that
publish them to push researchers to share data openly.
“I think
journal policies can be really powerful,” says Andy Farke, a dinosaur
specialist and curator at the Raymond M. Alf Museum of Paleontology in
Claremont, California. Increasingly strict journal policies, he notes,
have helped to stamp out the practice, now considered unethical, of
publishing research on fossils in private collections.
In one case in 2016, a journal did change a museum’s policy.
Lynn Copes and Lynn Lucas, two PhD students then at Arizona State
University in Tempe, had collected more than 400 micro-CT (very high
resolution) scans of primate skulls in the collection of the Harvard
Museum of Comparative Zoology for use in their dissertations, and
uploaded their data to MorphoSource. But the museum, based in Cambridge,
Massachusetts, was reluctant to allow the data to be shared openly; its
policy required approval for all third-party uses. Then a journal, Scientific Data,
rejected a paper on the material because, editors said, there was no
good justification for access to the data to be restricted. “We came
back to the museum and said, ‘Look, this is good publicity for the
museum, this is a great resource. But it’s not going to be published if
you insist on sticking with this more restrictive policy’,” says Boyer.
The museum decided to change its policy, and the paper was published6. (Scientific Data
is published by Springer Nature, which also publishes the Nature family
of journals; these typically prefer large data sets to be deposited
online, but do not mandate it. Nature’s news team is editorially independent of its publisher.)
The
Harvard museum now encourages researchers who scan specimens — fossils
included — to upload their data to MorphoSource, says its director James
Hanken. “They do a much better job of making these data sets available
than we could,” he says.
Some journals mandate open sharing, but
do not always enforce their policy — and are rarely explicit about how
extensively 3D imaging data should be shared, sometimes saying simply
that they follow community standards. In 2017, for instance, a paper7
that contained CT scans and 3D reconstructions of what its authors
contended might be the oldest-known hominin published flat images and
measurements, but not the scans themselves, stating only that: “All
relevant data are within the paper and its Supporting Information
files.” The report appeared in the journal PLoS ONE, which
mandates sharing of data in a repository. But corresponding author
Madelaine Böhme from the University of Tübingen in Germany says that the
journal did not require sharing of the 3D data. A spokesperson for PLOS
pointed to the journal’s data policy, which states that “authors do not
need to submit the raw data collected during an investigation if the
standard in the field is to share data that have been processed”.
In
Farke’s view, spreadsheets of measurements from scanned specimens do
not provide enough information to verify CT data. Researchers need to go
back to the original scans, he says, because they might interpret them
differently.
In the absence of clear community standards, many
journals, funders and societies do not go beyond ‘encouraging’ data
sharing. Some require data-availability statements — but, again, Nature’s
analysis found examples in which papers had been published in such
journals without data-availability statements. The NSF requires that
researchers outline how data will be managed and published in grant
applications. But, in practice, those requirements lack teeth, Tseng
says. “If the funding agencies and journals actually enforced what they
recommend and encourage people to do, we would be making a lot more
progress than we’re seeing right now,” he says.
Ultimately, says
Tseng, sharing 3D images online has to be something that
palaeontologists want to do. When reluctant colleagues argue with him
about why they should share their data, he points to citations. “In the
world of academic promotions, that is a real currency,” he says. Above
all, however, he wants his colleagues to see his point of view: that
“open sharing is the best model with which to accelerate the pace of
science”.
Nature567, 20-23 (2019)
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