- Contributed by J. William Schopf, November 17, 2017 (sent for review October 16, 2017; reviewed by David J. Bottjer, Andrew Czaja, and Yanan Shen)
Significance
Although
the existence of the Archaea (one of three all-encompassing domains of
life) in the Archean Eon (4,000 to 2,500 million years ago) has been
inferred from carbon isotopes in bulk samples of ancient rocks, their
cellular fossils have been unknown. We here present carbon isotope
analyses of 11 microbial fossils from the ∼3,465-million-year-old
Western Australian Apex chert from which we infer that two of the five
species studied were primitive photosynthesizers, one was an Archaeal
methane producer, and two others were methane consumers. This discovery
of Archaea in the Archean is consistent with the rRNA “tree of life,”
confirms the earlier disputed biogenicity of the Apex fossils, and
suggests that methane-cycling methanogen−methanotroph communities were a
significant component of Earth’s early biosphere.
Abstract
Analyses
by secondary ion mass spectroscopy (SIMS) of 11 specimens of five taxa
of prokaryotic filamentous kerogenous cellular microfossils
permineralized in a petrographic thin section of the ∼3,465 Ma Apex
chert of northwestern Western Australia, prepared from the same rock
sample from which this earliest known assemblage of cellular fossils was
described more than two decades ago, show their δ13C
compositions to vary systematically taxon to taxon from −31‰ to −39‰.
These morphospecies-correlated carbon isotope compositions confirm the
biogenicity of the Apex fossils and validate their morphology-based
taxonomic assignments.
Perhaps most significantly, the δ13C
values of each of the five taxa are lower than those of bulk samples of
Apex kerogen (−27‰), those of SIMS-measured fossil-associated dispersed
particulate kerogen (−27.6‰), and those typical of modern prokaryotic
phototrophs (−25 ± 10‰). The SIMS data for the two highest δ13C Apex taxa are consistent with those of extant phototrophic bacteria; those for a somewhat lower δ13C taxon, with nonbacterial methane-producing Archaea; and those for the two lowest δ13C
taxa, with methane-metabolizing γ-proteobacteria. Although the
existence of both methanogens and methanotrophs has been inferred from
bulk analyses of the carbon isotopic compositions of pre-2,500 Ma
kerogens, these in situ SIMS analyses of individual microfossils present
data interpretable as evidencing the cellular preservation of such
microorganisms and are consistent with the near-basal position of the
Archaea in rRNA phylogenies.
Widely
regarded as among the oldest known evidence of life, the
morphologically diverse cellular carbonaceous (kerogenous) microscopic
fossils of the ∼3,465 Ma Apex chert, systematically described more than
two decades ago (1, 2),
have been a focus of controversy. Perhaps spurred by a reluctance to
affirm the veracity of “claims for life in the earliest 2.0–2.5 billion
years of Earth’s history” (3), some workers have suggested the Apex fossils to be chert-embedded mineralic pseudofossils composed of “abiotic graphite” (4, 5), barium carbonate (6, 7), or hematite in secondary veinlets (8). Other studies implied that the fossils are nonindigenous clay mineral needle-like crystallites (9)
or suggested them to be composed of “vermiculate-like” minerals
produced via a “nonbiological formation model” involving the hydration
and exfoliation of mica flakes followed by their surficial adsorption of
later-introduced hydrocarbons (10).
Principal
deficiencies of these suggestions are that carbonaceous (kerogenous)
cellular microbe-like assemblages of nonbiologic pseudofossils are
evidently unknown in the geological record; abiologically produced
kerogenous particulate organic matter is similarly unreported from the
geological record; and virtually none of these studies is reported to
have been based on examination of the scores of demonstrably kerogenous (4, 11, 12) morphometrically diverse well-characterized (1, 2) originally described Apex specimens archived at London’s Natural History Museum (NHM) (2).
Although the earlier disputed biogenicity of the Apex fossils seems largely to have been laid to rest (12),
the biological affinities and physiological characteristics of these
exceedingly ancient fossil microbes remain to be established. Initially
formally described as “prokaryotes Incertae Sedis”—nonnucleated microorganisms of uncertain and undefined systematic relations (ref. 2, p. 643)—the present study suggests a solution to this unresolved problem.
We
here present results of in situ analyses of 11 specimens of five taxa
of permineralized microscopic fossils embedded in Apex chert
petrographic thin section 4 of 6/15/82-1H prepared from the same rock
sample at the same time as the six holotype- and paratype-containing
sections previously archived at the NHM (sections 4 of 6/15/82-1B
through 6/15/82-1G; refs. 1 and 2).
The indigenousness and syngenicity of the permineralized fossils to
their encompassing chert matrix is shown by optical microscopy supported
by Raman spectroscopy which also establishes their kerogenous
composition. The biogenicity and taxonomic relations of the analyzed
fossils are documented by their demonstrably cellular cylindrical
filamentous morphology; the taxon-defining size ranges of their medial
cells and, where preserved, the morphology of their terminal cells; and
their morphometric comparison with previously reported specimens from
the same rock. Analyses of each of the 11 specimens by secondary ion
mass spectroscopy (SIMS) document the carbon isotope compositions of the
five taxa studied.
The taxon-correlated SIMS carbon
isotope data reported here reaffirm the carbonaceous, kerogenous (rather
than mineralic) composition of the exceedingly ancient Apex fossils;
reinforce the widely assumed (but difficult to firmly establish)
validity of the use of cellular and organismal morphology for the
assignment of ancient microbes to biologically meaningful taxonomic
categories; and provide insight into the physiology and biological
affinities of the five Apex taxa examined.
Results and Discussion
Geologic Setting.
Geologically initially mapped as a shallow marine facies (13, 14), the fossiliferous locality (3) of the ∼3,465 Ma Apex chert (15) has more recently been reinterpreted to be a brecciated and altered hydrothermal vein deposit (16).
The 11 specimens of five taxa of permineralized microscopic fossils
analyzed here are embedded in Apex chert petrographic thin section 4 of
6/15/82-1H prepared from a rock sample collected from outcrop in 1982
(cf. refs. 1 and 2).
Although a hydrothermal environment has been suggested to be unlikely for preservation of delicate fossil microbes (4, 5, 9),
biota-prohibiting hydrothermal temperatures for the genesis of the Apex
chert have not been demonstrated; microorganisms morphologically
comparable to the Apex filaments are common in modern hydrothermal
settings (17); filamentous microbes similar to Primaevifilum amoenum, the most abundant of the described Apex taxa (2), have long been known to occur at deep-sea thermal vents (18);
and chert-permineralized fossil filaments, including specimens so
similar to those of the Apex chert that they have been assigned to two
of the Apex taxa (19) are present in three other Paleoarchean hydrothermal units of the northwestern Australian Pilbara Craton (19⇓⇓⇓⇓–24).
Specimens Analyzed.
The locations of the 11 SIMS-analyzed Apex microfossils in chert thin section 4 of 6/15/82-1H are shown in Fig. 1 A–N compared with three previously described Apex specimens (Fig. 1 P–Z) permineralized in NHM-archived thin section 4 of 6/15/82-1B (2).
As is shown (Fig. 1 A, E, H, and O),
the Apex fossils typically occur in subrounded millimeter-sized
carbonaceous chert clasts in which they are embedded in flocculent
organic matter. Within such clasts, the Apex fossils are commonly rather
closely spaced, numerous specimens occurring within a given granular
clast (Fig. 1 H–N and P–S). Optical photomicrographs (e.g., Fig. 1 D and Q–S) and 3D (Fig. 1T) and 2D (Fig. 1 U–Z) Raman images of the fossils show them to be cellular, exhibiting box-like cell lumina-enclosing kerogenous cell walls.
Like
some of the microfossils permineralized in other Paleoarchean
hydrothermal units, it is possible that the Apex filaments represent
remnants of thermophilic microbes preserved in situ. Given their
clast-embedded mode of occurrence, however, it seems more likely that
the fossils are allocthonous to the deposit, older than or
penecontemporaneous with the Apex chert, fossilized microbes emplaced in
the unit in reworked detrital carbonaceous granules.
Data documenting the carbonaceous (kerogenous) composition of each of the 11 SIMS-analyzed Apex specimens are shown in Fig. 2, 2D Raman images acquired at the kerogen “G” band (∼1,605 cm−1)
accompanied by optical photomicrographs of the specimens studied. Such
data, acquired routinely to differentiate bona fide microfossils from
mineralic “fossil-like” microscopic objects, provided the biogenic
targets for subsequent SIMS analyses.
Fig. 3 and Dataset S1
present pre- and post-SIMS images of the Apex fossils discussed here,
showing that the SIMS-analyzed pits spatially correspond to the
specimens exposed at the surface of the polished thin section. Table 1 summarizes the SIMS-measured δ13C
values of the 11 specimens of the five taxa analyzed. Details regarding
SIMS analyses of these specimens, measurements that we regard as among
the most reliable reported for microfossils in chert, are documented in Supporting Information.
Biological Affinities of the Apex Fossils.
SIMS δ13C data for the 11 Apex fossils analyzed (Figs. 1–3 and Table 1) provide a means to assess the physiology and biological affinities of the five taxa studied.
The δ13C values of the individual fossils reported here range from −29.8‰ to −44.1‰ (Table 1),
the data showing that each of the five morphometrically defined taxa
has a characteristic carbon isotope composition that varies taxon to
taxon from the highest in δ13C (an unnamed unicell, −30.9‰, and Primaevifilum minutum, −31.6‰) to the lowest (Archaeocillatoriopsis disciformis, −39.2‰, and P. amoenum, −39.4‰).
The SIMS-determined δ13C values of the fossils thus differ from those of bulk samples of Apex kerogen (−27‰; ref. 25) and those of SIMS measurements acquired away from the fossils to determine the δ13C values of particulate kerogen dispersed in the chert matrix (∼−27.6‰; Table S1 and Dataset S2).
As discussed below, the microfossil δ13C values are similar to those of extant prokaryotic phototrophs, methanogenic Archaeans, and γ-proteobacterial methanotrophs.
Direct evidence of the biological affinities of the Apex fossils is limited to their (i) cellular and organismal morphologies and (ii) SIMS-measured carbon isotope ratios, the plausibility of the resulting interpretations being evaluated by (iii) the similarity of their morphologies and δ13C values to extant microorganisms and their consonance with inferences based on (iv) available geochemical and fossil data from comparably ancient sediments and (v)
the position of the inferred biological lineages on the phylogenic rRNA
“tree of life.” As noted above, for these evidently allocthonous
clast-embedded specimens (Fig. 1), a sixth typically relevant criterion, their original ecological setting, cannot currently be accurately assessed.
- i) Specimens exhibiting the highest δ13C values measured include an unnamed unicell (δ13C −30.9‰; Figs. 1N, 2 U and V, and 3 I and J) and three specimens of P. minutum (δ13C −31.6‰; Figs. 1 F, G, and K, 2 O–T, and 3 E, F, and S–V). Extant prokaryotic phototrophs have δ13C values reported to range, for cyanobacteria, from −8‰ to −31‰, and, for nonoxygenic photosynthetic bacteria, from −19‰ to −36‰ (26). The ranges of δ13C values of the three analyzed specimens of the unnamed unicell and P. minutum overlap with the δ13C values of such extant phototrophs, their morphologies also being similar to those of diverse modern (27) and Precambrian mat-building (stromatolitic) microbial phototrophs, both Archean (e.g., refs. 24 and 28) and Paleoproterozoic (e.g., ref. 29), in which, as we infer for the organic-rich clasts of the Apex chert, microbes of diverse physiologies cooccur on a millimetric scale.
- ii) One taxon, P. delicatulum, represented by four analyzed specimens, has a lower average δ13C value of −35.4‰ (Figs. 1 I–M, 2 K–N, and 3 E–H and K–N). Although the average δ13C value of the four specimens of this taxon analyzed marginally overlaps with the lowest values recorded for extant anoxygenic phototrophs (−36‰; ref. 26), their range of carbon isotope values (32.7 to −38.2‰; Table 1) is particularly similar to that of modern methanogenic Archaeans (−27‰ to −38‰; ref. 26). Nevertheless, the cellular 1.8- to 3.2-µm-broad filaments of P. delicatulum (2) differ markedly in morphology from described methanogens, almost all such modern taxa being composed of spherical, rod-shaped, or rectangular single cells. The sole filamentous methanogen yet reported, Thermofilum, is characterized by thin straight or curved filaments 0.1 to 0.3 µm broad (30, 31) and, thus, is unlike the much broader filaments of the Apex taxon. This apparent absence of a modern morphological analog of P. delicatulum may reflect the relatively recent, 1990 recognition of the Archaea Domain (32) and a resulting lack of comprehensive surveys of extant members of the group or, perhaps, the possibility that the ∼3,465 Ma Apex taxon represents an early-evolved but now extinct Archaeal lineage.
- iii) The lowest δ13C values measured are exhibited by two specimens of A. disciformis (δ13C −39.2‰; Figs. 1 B and C, 2 A–D, and 3 K–P) and one specimen of P. amoenum (δ13C −39.4‰; Figs. 1D, 2 I and J, and 3 Q and R). Relative to extant prokaryotic phototrophs and methanogens, the SIMS-measured carbon isotope values of the three specimens comprising this grouping are appreciably lower. Characteristically low δ13C Archaeal methanogen-produced methane, having values of −50 to −110‰ (33), is a logical candidate for the source of such carbon, a supposition used to explain the occurrence both of the comparably low δ13C values of carbonaceous matter in pre-2,500 Ma sediments (34, 35) and of modern microbial communities in which, as we infer for the Apex assemblage, anaerobic methane producers and consumers intimately coexist (e.g., refs. 33 and 36).
Incorporation of low δ13C
methane into potentially fossilizable biomass is carried out by
γ-proteobacterial methanotrophs, members of the largest class of the
Gram-negative proteobacteria (37) among which they are unique in using methane as their sole carbon and energy source (38). However, virtually all such methanotrophs are small single-celled rods, coccoids, or ellipsoids (38, 39) that differ distinctly in cellular morphology from much larger-diameter filamentous specimens of A. disciformis and P. amoenum.
The single exception to this generalization known to us is Crenothrix polyspora Cohn 1870, a filamentous bacterium now studied for 150 y (27, 40⇓–42) but only recently shown to be a γ-proteobacterial methanotroph (43, 44), a modern taxon characterized as unbranched filaments composed of cylindrical to disk-shaped cells ∼1 to ∼6 µm broad (27) and thus similar to the 1.8- to 5-µm-diameter quadrate to disk-shaped cell-containing filaments of A. disciformis and P. amoenum (2).
Regardless of whether C. polyspora represents a modern analog of Paleoarchean A. disciformis and/or P. amoenum—there being insufficient data at present to establish such relationships—the low δ13C
SIMS-documented compositions of these ∼3,465 Ma fossil taxa are most
plausibly interpreted as evidencing methanotrophy. This, in turn,
requires the presence of biogenic methane produced by Archaeal
methanogens, inferred from the SIMS data to have perhaps been generated
by taxa such as P. delicatulum. Although the SIMS data do not exclude the possible affinity of two of the Apex taxa (an unnamed unicell and P. minutum)
to phototrophic cyanobacteria and/or photosynthetic bacteria, those of
three of the taxa are more plausibly interpreted as evidencing an
early-evolved methanogen–methanotroph biocoenose, physiological
characteristics compatible with the near-basal position of
methane-generating Archaea in rRNA phylogenies (32)
and, given the obligate anaerobic metabolism of methanogenic Archaea
and the oxygen-deficient setting inhabited by extant
methanogen–methanotroph communities (33, 36), consonant also with an anoxic early environment (45, 46).
Conclusions
From the data summarized above (and presented in Supporting Information),
we interpret these SIMS-based carbon isotope analyses of 11 specimens
of five taxa of the ∼3,465 Ma Apex chert of northwestern Western
Australia to indicate that (i) their taxon-correlated SIMS δ13C
values reinforce both their biogenicity and the widely held assumptions
that the organismal and cellular morphology of ancient microbes can be
used to establish biologically meaningful taxonomic categories and
provide insight into the physiology and biological affinities of the
specimens analyzed; (ii) two of the taxa exhibit δ13C compositions not inconsistent with phototrophic metabolism; (iii)
SIMS data for the other three Apex taxa studied are more compatible
with affinities to Archaeal methanogens and γ-proteobacterial
methanotrophs, physiological characteristics consonant with the
near-basal position of the Archaea in rRNA phylogenies; and (iv)
the preservation in this ∼3,465 Ma deposit of such Archaea and
γ-proteobacteria suggests that methane cycling methanogen–methanotroph
communities were a significant component of the Paleoarchean biosphere.
Materials and Methods
Optical Microscopy.
Optical
images of the thin section-embedded specimens studied here were
acquired at the University of California, Los Angeles (UCLA) using
fluorescence-free microscopy immersion oil and a Leitz Orthoplan 2
microscope equipped with a Nikon DS Microscope Digital Camera.
Raman Spectroscopy.
Molecular
structural compositional analyses of the fossils were carried out at
UCLA using a T64000 triple-stage confocal laser Raman system that
permits acquisition both of point spectra and of Raman images that
display the 2D spatial distribution of the molecular structural
components of the specimens and their associated minerals, images that
can be stacked to provide a 3D image of the specimens analyzed. A
Coherent Innova argon ion laser provided excitation at 457.9 nm,
permitting data to be obtained over a range from ∼300 cm−1 to ∼3,000 cm−1 using a single spectral window centered at 1,800 cm−1.
The laser power used was ∼6 mW to 8 mW over a ∼1-µm spot, a
configuration well below the threshold resulting in radiation damage to
kerogenous fossils, and the thin sections were covered by a veneer of
fluorescence-free microscopy immersion oil, the presence of which has no
discernable effect on the Raman spectra acquired. Varying pixel
intensities in the acquired 2D Raman images correspond to the relative
concentrations of the material analyzed.
SIMS.
At
the University of Wisconsin-Madison WiscSIMS Laboratory, analyses of
the carbon isotope compositions of the optically and Raman-identified
micrometer-sized permineralized fossils in petrographic thin section 4
of 6/15/82-1H were carried out using a SIMS CAMECA IMS 1280.
Fossil-containing areas were excised by use of a water-cooled diamond
saw, cleaned in ethanol, mounted in epoxy together with two grains of
the Bolton scapolite standard (Bolt, Me69; ref. 47),
and ground and polished using a water-lubricated diamond paste to
expose the target fossils at their surface. Calibration of δ13C was performed using a separate 25-mm-diameter epoxy mount containing the Bolt standard and carbon isotope standard PPRG215 (48, 49). Two types of PPRG215 mounts were used: grain and chip mounts (Figs. S1 and S2).
The Bolt standard was calibrated based on PPRG215 and analyzed as a
running standard. All mounts were cleaned with ethanol and gold-coated
before analyses.
SIMS data were collected in two
analytical sessions (Session-1, 5/9/2016 to 5/12/2016; and Session-2,
5/1/2017 to 5/2/2017). Following analysis of each specimen, SIMS pits
were imaged by scanning electron microscopy (SEM), and the epoxy mounts
were reground and repolished to expose new target fossils at their
surface (Fig. S2). After subsequent repolishing and before SIMS analyses, the newly exposed specimens were imaged by optical microscope and SEM.
Analyses of carbon isotope ratios were acquired using a 133Cs+
primary ion beam typically having a ∼12-μm-diameter spot size, an
intensity of 2.7 nA to 2.9 nA, and a secondary ion accelerating voltage
of 10 kV. Details of the analytical conditions used are described by
Morag et al. (48).
Measurements of the carbon standard mount (Bolt and PPRG215) were
performed using the same analytical conditions. To assure the
reliability of the results obtained, during the course of the two
analytical sessions, the carbon isotope standard was analyzed 190 times
(130 spots in Session-1, 60 spots in Session-2; (Figs. S3–S5).
For
use of this 12-μm-diameter spot size, external precision was 1.3 to
2.6‰ (2 SD, including the calculated uncertainties of the running and
calibration standards, and internal errors). Some of the specimens
analyzed contained low concentrations of carbon that yielded low
secondary ion count rates having poor analytical precision (Figs. S6 and S7 and Dataset S1).
Because the concentration of carbon in the microfossils and that in the
chert matrix measured at a distance from the fossils (Fig. 3) was variable, two cutoffs were applied to the acquired data based on the secondary ion 12C
count rate: relatively C-rich values, >8.6 Mcps (>3 Mcps/nA),
were accepted, whereas values between 8.6 Mcps and 4.3 Mcps (3 Mcps/nA
to 1.5 Mcps/nA) were regarded as marginally acceptable. Values less than
4.3 Mcps were regarded as unreliable. Cutoff values were determined by
the average count rate of 130 randomly selected spots on carbon standard
PPRG215 in two different mounts during analytical Session-1.
Repository of SIMS-Analyzed Specimens.
The
specimens analyzed here have been archived by J.W.V. in the collections
of the Geology Museum of the Department of Geoscience, University of
Wisconsin-Madison.
Acknowledgments
This work is based on the prescience of John M. Hayes, who 35 years ago was first to postulate that the low δ13C
values of some Archean kerogens evidence the metabolic consumption of
Archaeal-produced methane by γ-Proteobacterial methanotrophs like those
here inferred to have been present in the Apex microbial assemblage (34).
We thank Chris House (Pennsylvania State University) for providing a
sample of carbon isotope standard PPRG215, obtained from the
Schopf-curated Precambrian Paleobiology Research Group collections at
UCLA; Brian Hess (University of Wisconsin) for skillful attention to the
repeated and delicate grinding and polishing required to expose the
Apex microfossils at the section surface for SIMS analysis; and Ken
Williford (now on the staff of NASA’s Jet Propulsion Laboratory) and
Navot Morag (now at University of Jerusalem) for assistance in
development of the SIMS δ13C standard and of protocols for
analyses of kerogens. This research was supported by the National
Aeronautics and Space Administration Grant NNA13AA94A issued through the
Science Mission Directorate, by the NASA Astrobiology Institute, and by
the Center for the Study of Evolution and the Origin of Life at UCLA.
WiscSIMS is supported by National Science Foundation Grant EAR-1355590
and University of Wisconsin-Madison.
Footnotes
- ↵1To whom correspondence should be addressed. Email: schopf@epss.ucla.edu.
- Author contributions: J.W.S., K.K., M.J.S., and J.W.V. designed research; J.W.S., K.K., M.J.S., A.B.K., and J.W.V. performed research; J.W.S., K.K., M.J.S., and J.W.V. analyzed data; and J.W.S. and J.W.V. wrote the paper.
- Reviewers: D.J.B., University of Southern California; A.C., University of Cincinnati; and Y.S., University of Science and Technology of China.
- The authors declare no conflict of interest.
- This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1718063115/-/DCSupplemental.
Published under the PNAS license.
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